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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

841 Apollo St Suite 475, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pitchess & Pitchess, Llp Manhattan Beach CA 01/2005 Present
Avantax Investment Services, Inc. Manhattan Beach CA 05/2013 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2005 → Present
    Pitchess & Pitchess, Llp
    Manhattan Beach, CA
  • 05/2013 → 09/2025
    Avantax Investment Services, Inc.
    Manhattan Beach, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-05-03 → 2025-09-05
    Avantax Advisory Services
    Manhattan Beach, CA
    El Segundo, CA
    Dallas, TX
Other Businesses

Pitchess & Pitchess~'NIR'~1334 Park View Ave, # 250~Manhattan Beach~CA~90266~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2005~160hrs~120hrs~tax, accounting, and legal representation|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-31
S63 Uniform Securities Agent State Law Examination 2014-01-17
  • S65 Uniform Investment Adviser Law Examination
    2018-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-01-17
Other Names
  • Paul C Pitchess

View on SEC IAPD

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