Franklin Delano Simon

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-12-14
OH	RA	APPROVED	2021-05-14

TX RA
APPROVED

Since 2021-12-14
OH RA
APPROVED

Since 2021-05-14

Branch Locations

4343 Easton Commons, Columbus, OH 43219 • United States

New Albany, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Keener Wealth Management	Columbus	OH	02/2013	09/2017
Morgan Stanley	Columbus	OH	09/2017	Present

02/2013 → 09/2017

Keener Wealth Management

Columbus, OH
09/2017 → Present

Morgan Stanley

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-21
S63	Uniform Securities Agent State Law Examination	2014-04-17

S65 Uniform Investment Adviser Law Examination

2021-05-21
S63 Uniform Securities Agent State Law Examination

2014-04-17

Other Names

Frank Simon
Frankie Simon
Franklin D Simon
Franklin D Simon

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDELMAN FINANCIAL ENGINES

ACCOLADE ASSET/LIABILITY ADVISORY SERVICES

SIGNATURE EQUITY PARTNERS, LLC

STRATEGIC ADVISERS LLC

PARK AVENUE SECURITIES LLC

W&S BROKERAGE SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CARL DAVID WEISE

BEVERLY ANN RESSLER

HEATHER LYNN WITTEN

BRIAN ALOYSIUS CARRETTA

Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH

EDELMAN FINANCIAL ENGINES · COLUMBUS, OH

ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH

SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH

STRATEGIC ADVISERS LLC · COLUMBUS, OH

PARK AVENUE SECURITIES LLC · COLUMBUS, OH

W&S BROKERAGE SERVICES, INC. · Columbus, OH

AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

More in Columbus, OH

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