Michael Taylor Cohen

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-17
CA	RA	APPROVED	2014-10-27

NY RA
APPROVED

Since 2024-07-17
CA RA
APPROVED

Since 2014-10-27

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Diego	CA	11/2012	Present

11/2012 → Present

Lpl Financial, Llc

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-24

S66 Uniform Combined State Law Examination

2014-10-24

View on SEC IAPD

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Other Investors

Summer Rae Pretzer

Jeffrey Raymond Dockan

Arben Qirjazi

James Grandinetti

RYAN MAUL

JAMES T FARLEY

ASHLEY LYNN TESTER

Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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