Nicholas Vali

Current Employers

Employment History

• 11/2012 → 08/2023
  Securian Financial Services Inc
  St. Paul, MN
• 11/2012 → 08/2023
  Minnesota Life
  St. Paul, MN
• 11/2012 → Present
  Diamond State Financial Group
  Newark, DE
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-03-28 → 2023-08-10
  Securian Financial Services, Inc.
  Newark, DE
  St. Paul, MN

Other Businesses

1. DSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/14/2016 ADDRESS: , Newark DE , United States DESCRIPTION: Agent/Broker 2. DSFG REAL ESTATE HOLDINGS, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2022 ADDRESS: 419 Harrison Drive, Hockessin DE 19707, United States DESCRIPTION: Purchasing a small percentage of ownership stake in building purchase for future rental purposes. 3. LINKS AT ST. ANNE'S, LLC POSITION: Partner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1100 St Anne's Blvd., Middletown DE 19709, United States DESCRIPTION: Purchasing the golf course with a maximum equity stake of 20% and 100K (possibly less) of up front capital. 4. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE 07/2025; POSITION/TITLE/RELATIONSHIP: PARTNER/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2013-02-01

Designations

Other Names

• Nicholas Jamal