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Joseph D Christopoulos

LPl Financial LLC

Arlington Heights, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-04
IL RA APPROVED 2014-05-20
  • TX RA
    APPROVED_RES
    Since 2020-05-04
  • IL RA
    APPROVED
    Since 2014-05-20

Branch Locations

2 South Dunton Avenue, Arlington Heights, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Arlington Heights IL 01/2014 Present
Other Businesses

1. 1/23/2014 - 72 FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 25%. 2. 12/16/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/02/2016 - 5 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-14
  • S66 Uniform Combined State Law Examination
    2014-05-14

View on SEC IAPD

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