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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-04 |
| IL | RA | APPROVED | 2014-05-20 |
Branch Locations
2 South Dunton Avenue, Arlington Heights, IL 60005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Arlington Heights | IL | 01/2014 | Present |
1. 1/23/2014 - 72 FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 25%. 2. 12/16/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/02/2016 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-14 |
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