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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-09-08 |
Branch Locations
2933 Sunset Avenue Suite A, Rocky Mount, NC 27804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2012 | 09/2021 |
| Stifel, Nicolaus & Company, Incorporated | Rocky Mount | NC | 09/2021 | Present |
1. St Andrew's Episcopal Church; 301 S Circle Dr, Rocky Mount, NC 27804; Church; Finance Committee Member; To be a steward of finances of the church; 03/29/2019; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. The N.E.W. Salvation Army of Rocky Mount; 1000 Hunter Hill Rd. Rocky Mount NC 27804; It is a non-profit providing support to underserved families in our local area; Advisory Board Member; General operational advisory support for the staff; 11/14/2023; 2.00hrs/month; During securities trading hours; Not Investment-Related 3. Rocky Mount Little League Legacy Fund; P.O. Box 8635 Rocky Mount NC 27804; To continue the legacy of the Rocky Mount Little League program through community support and awareness; Director; To generate community awareness and assist with fundraising; 03/25/2025; 4.00hr/month; During securities trading hours; Not Investment-Related 4. The DeLeon Carter Foundation; PO Box 8386 Rocky Mount, NC 27804; A non-profit foundation; Board Member; To help with the annual selection of the entities to receive grants from the foundation; 08/06/2025; 4hrs/yr; Not during securities trading hours; Not Investment Related 5. Benvenue Country Club; 100 Southern Blvd Rocky Mount, NC 27804; Private Country Club; Finance Committee member; To be a steward of the finances of the club.; 03/12/2026; 1 hour/month; During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-18 |
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