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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-13 |
| SD | RA | APPROVED | 2024-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usbi | Portland | OR | 02/2005 | 12/2019 |
| Raymond James Financial Services, Inc | Windsor | CO | 01/2020 | 04/2021 |
| Raymond James Financial Services Advisors | Windsor | CO | 01/2020 | 04/2021 |
| Bank Of Colorado | Windsor | CO | 02/2020 | 04/2021 |
| Independent Sylist | Fort Collins | CO | 02/2019 | 04/2021 |
| Rover.COm | Severance | CO | 11/2020 | 04/2021 |
| Bmo | Tempe | AZ | 03/2024 | Present |
| Lpl Financial Llc | Presho | SD | 03/2024 | Present |
| The Presho Post | Presho | SD | 04/2021 | 03/2024 |
1- 03/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 03/2024 / Farm Land Rental / Real Estate Rental / Investment Related / Start date: 01/01/2000
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-08 |
| S65 | Uniform Investment Adviser Law Examination | 2001-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-03 |
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