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Inactive

Geoffrey D Garner

Fleming Financial Services

Mesa, AZ

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Current Employers
Fleming Financial Services

4702 E. Southern Av, Mesa, AZ 85206 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-15
  • AZ RA
    APPROVED
    Since 2023-05-15

Branch Locations

4702 E. Southern Av, Mesa, AZ 85206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2012 05/2019
Bank Of America, N.A. Chandler AZ 01/2013 05/2019
Morgan Stanley Gilbert AZ 06/2019 02/2022
Fleming Financial Services Mesa AZ 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
  • S66 Uniform Combined State Law Examination
    2013-02-01
Other Names
  • Geoff D Garner
  • Geoffrey D Garner
  • Geoffrey Garner

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
LPL FINANCIAL LLC · Mesa, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
EDWARD JONES · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ

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