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Current Employers
Globalink Wealth Management, Llc

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-16
  • CA RA
    APPROVED
    Since 2023-03-16

Branch Locations

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalink Securities, Inc. Pasadena CA 10/2012 Present
Globalink Insurance Services, Llc Pasadena CA 01/2019 Present
Globalink Wealth Management, Llc Pasadena CA 03/2023 Present
  • 10/2012 → Present
    Globalink Securities, Inc.
    Pasadena, CA
  • 01/2019 → Present
    Globalink Insurance Services, Llc
    Pasadena, CA
  • 03/2023 → Present
    Pasadena, CA
Other Businesses

1. Globalink Insurance Services, LLC., Pasadena, CA, Fixed Insurance Product Agent/Accounting Manager from 01/02/2019, 20 hours per month, commission based. Sell fixed insurance products. Not securities related. 2. Globalink Wealth Management, LLC., Pasadena, CA, Investment Adviser Representative from 03/16/2023, 20 hours per month, commission based. Securities related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-12
S63 Uniform Securities Agent State Law Examination 2018-03-16
  • S65 Uniform Investment Adviser Law Examination
    2022-04-12
  • S63 Uniform Securities Agent State Law Examination
    2018-03-16
Other Names
  • Ying Claire Tang

View on SEC IAPD

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