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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-03-09
  • IA RA
    APPROVED
    Since 2021-03-09

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Des Moines IA 10/2012 12/2016
New York Life Insurance Co West Des Moines IA 10/2016 11/2020
Nylife Securities Llc West Des Moines IA 01/2017 11/2020
Principal Life Insurance Company West Des Moines IA 11/2020 Present
Principal Securities Inc West Des Moines IA 11/2020 Present
  • 10/2012 → 12/2016
    Principal Financial
    Des Moines, IA
  • 10/2016 → 11/2020
    New York Life Insurance Co
    West Des Moines, IA
  • 01/2017 → 11/2020
    Nylife Securities Llc
    West Des Moines, IA
  • 11/2020 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 11/2020 → Present
    West Des Moines, IA
Other Businesses

***Fixed Insurance; Investment Related; West Des Moines, IA; Agent; Fixed Life, DI, Medical, LTC, Annuities, Group Benefits, Dental, Vision, Health, Life, DI; Start Date: 11/01/2020; 25 hrs per month; 25 during trading hours. ***Why Wednesday; Not Investment Related; Ankeny, IA; Host; Podcast that interviews Des Moines businesses, non-profits, and entrepreneurs. Purpose is to promote local businesses, allow consumers to get to know the businesses more and to increase awareness of the business.; Start Date: 11/30/2017; 1 hrs per month; 0 during trading hours. ***Jacob Repp; Not Investment Related; Ankeny, IA; Speaker; Speaker on non-investment related topics. Presentations on how to use social media, LinkedIn, networking 101, and one-off topics; Start Date: 09/01/2018; 1 hrs per month; 0 during trading hours. ***TECH JOURNEY POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2024 ADDRESS: 4801 Franklin Ave Room 1170, Des Moines IA 50310, United States DESCRIPTION: I'll serve on the board on the development committee responsible to help raise awareness of the organization through social media, relationship building, and occasionally raising money for the organization to help serve more kids in their technology summer camp.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-08
S63 Uniform Securities Agent State Law Examination 2017-02-10
  • S65 Uniform Investment Adviser Law Examination
    2021-03-08
  • S63 Uniform Securities Agent State Law Examination
    2017-02-10
Other Names
  • Jacob Lane Repp
  • Jacob Repp

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