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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-03-09 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial | Des Moines | IA | 10/2012 | 12/2016 |
| New York Life Insurance Co | West Des Moines | IA | 10/2016 | 11/2020 |
| Nylife Securities Llc | West Des Moines | IA | 01/2017 | 11/2020 |
| Principal Life Insurance Company | West Des Moines | IA | 11/2020 | Present |
| Principal Securities Inc | West Des Moines | IA | 11/2020 | Present |
***Fixed Insurance; Investment Related; West Des Moines, IA; Agent; Fixed Life, DI, Medical, LTC, Annuities, Group Benefits, Dental, Vision, Health, Life, DI; Start Date: 11/01/2020; 25 hrs per month; 25 during trading hours. ***Why Wednesday; Not Investment Related; Ankeny, IA; Host; Podcast that interviews Des Moines businesses, non-profits, and entrepreneurs. Purpose is to promote local businesses, allow consumers to get to know the businesses more and to increase awareness of the business.; Start Date: 11/30/2017; 1 hrs per month; 0 during trading hours. ***Jacob Repp; Not Investment Related; Ankeny, IA; Speaker; Speaker on non-investment related topics. Presentations on how to use social media, LinkedIn, networking 101, and one-off topics; Start Date: 09/01/2018; 1 hrs per month; 0 during trading hours. ***TECH JOURNEY POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2024 ADDRESS: 4801 Franklin Ave Room 1170, Des Moines IA 50310, United States DESCRIPTION: I'll serve on the board on the development committee responsible to help raise awareness of the organization through social media, relationship building, and occasionally raising money for the organization to help serve more kids in their technology summer camp.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-10 |
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