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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-16 |
| IA | RA | APPROVED | 2013-02-12 |
Branch Locations
1160 Bobetta Ct, Clinton, IA 52732 • United States
5465 Utica Ridge Road, Davenport, IA 52807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2012 | Present |
1.NORTHEAST ELEMENTARY SCHOOL, 1450 370TH AVE, GOOSE LAKE, IA, TEACHING JUNIOR ACHIEVEMENT TO 2ND GRADE CLASS, 02/10/17, NIR, 10 HR/YR 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-8/TRADING â?" 02/12/13 3.IOWA IMPACT, CLINTON, IA, 10/16/2017 AS COACH/CO-ORGANIZER OF YOUTH BASEBALL TEAM. NIR - 20/MO - 0/TRADING. 4.NELSONCORP WEALTH MANAGEMENT, 880 13TH AVE N, CLINTON, IA, 4/02/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 5.NORTHEAST SCHOOL DISTRICT, 1450 370TH AVE, GOOSE LAKE, IA, MIDDLE SCHOOL BASEBALL COACH, 04/20/21, NIR, 10 HR/WK- 0/TRADING HR. 6. Hawks Pointe HOA, Hawks Pointe LN, Clinton IA 52732, 07/2023, Board Member, HOA, NIR, 5 HR/MO, 0 Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-11 |
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