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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-22 |
| AR | RA | APPROVED | 2025-01-28 |
| MS | RA | APPROVED | 2025-01-28 |
| MO | RA | APPROVED | 2021-07-21 |
Branch Locations
5401 Jfk Blvd, Suite A, North Little Rock, AR 72116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2013 | 12/2020 |
| Waddell & Reed, Inc. | Maumelle | AR | 12/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Maumelle | AR | 12/2020 | 07/2021 |
| Rio Vista, Inc. | Hardy | AR | 07/2014 | 07/2021 |
| Lpl Financial Llc | Maumelle | AR | 07/2021 | Present |
1- 07/2021 / Rio Vista, Inc.- / other / Germantown, TN 38138
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-08 |
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