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Christopher Lee Gray

Wells Fargo Clearing Services, LLC

Raleigh, NC

Durham, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-06-25
  • NC RA
    APPROVED
    Since 2020-06-25

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

1080 Hitchings Way, Durham, NC 27703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Charlotte NC 04/2015 08/2017
Pnc Investments Pittsburgh PA 08/2017 06/2020
Wells Fargo Clearing Services, Llc Raleigh NC 06/2020 Present
Previous Registrations
  • 2015-05-13 → 2020-07-02
    Pnc Wealth Management Llc
    Charlotte, NC
    Reisterstown, MD
    Raleigh, NC
    Henderson, NC
    Wake Forest, NC
    Zebulon, NC
    Durham, NC
  • 2013-10-02 → 2015-02-27
    Lpl Financial Llc
    Winston-Salem, NC
    Winston-Salem, NC
  • 2013-04-22 → 2013-08-30
    Edward Jones
    Winston Salem, NC
    Winston-Salem, NC
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-25
  • S66 Uniform Combined State Law Examination
    2013-02-25
Other Names
  • Chris Gray

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

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