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David Constantine Fortosis

Heritage Wealth

Naperville, IL

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Current Employers
Heritage Wealth

55 Shuman Boulevard Suite 910, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-21
IL RA APPROVED 2021-11-30
  • TX RA
    APPROVED_RES
    Since 2022-03-21
  • IL RA
    APPROVED
    Since 2021-11-30

Branch Locations

55 Shuman Boulevard Suite 910, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Chicago IL 12/2012 01/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2012 01/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2016 01/2019
Lpl Financial Llc Bloomingdale IL 01/2019 12/2021
Heritage Wealth West Chicago IL 11/2021 Present
  • 12/2012 → 01/2019
    Northwestern Mutual Investment Services, Llc
    Chicago, IL
  • 12/2012 → 01/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2016 → 01/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2019 → 12/2021
    Lpl Financial Llc
    Bloomingdale, IL
  • 11/2021 → Present
    Heritage Wealth
    West Chicago, IL
Previous Registrations
  • 2019-01-22 → 2021-12-31
    Lpl Financial Llc
    Wheaton, IL
    Chicago, IL
    West Chicago, IL
    Bloomingdale, IL
Other Businesses

1. Insurance Agent - Investment related- At reported business location - Insurance sales - 15 hrs/mo - 15 hrs during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-02
  • S63 Uniform Securities Agent State Law Examination
    2013-01-02
Designations

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
SEQUOIA WEALTH MANAGEMENT, LLC
ACCESS SOFTEK ADVISORY SERVICES
LPL FINANCIAL LLC
SIKICH FINANCIAL
T2 ASSET MANAGEMENT, LLC

Other Investors

DARREL A SWIENTON
JOE MORNHINWEG ESTES
Nichol Stimac
JOHN E ABRAMS
PAUL BURDETTE REIDER
THOMAS JOSEPH PUCCINELLI
BILL LEVI ANDRAE
VICTORIA VANDELEUR

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Naperville, IL
ACCESS SOFTEK ADVISORY SERVICES · NAPERVILLE, IL
LPL FINANCIAL LLC · NAPERVILLE, IL
SIKICH FINANCIAL · Naperville, IL

More in Naperville, IL

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