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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-19
  • FL RA
    APPROVED
    Since 2026-05-19

Branch Locations

4641 W Us Highway 90, Lake City, FL 32055 • United States

James Moore Wealth Management Services, Llc

5931 Nw 1St Place, Gainesville, FL 32607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-24
  • FL RA
    APPROVED
    Since 2024-05-24

Branch Locations

5931 Nw 1St Place, Gainesville, FL 32607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Moore & Co. Gainesville FL 10/2004 Present
Avantax Planning Partners, Inc. Dubuque IA 10/2012 01/2026
Raymond James Financial Services Advisors, Inc. Lake City FL 05/2026 Present
James Moore Wealth Management Services, Llc Gainesville FL 10/2023 Present
Raymond James Financial Services, Inc. Lake City FL 08/2026 Present
Previous Registrations
Other Businesses

1) JAMES MOORE & CO., P.C.; NON-INVESTMENT RELATED; 5931 NW 1ST PLACE, GAINESVILLE, FL 32607; REGIONAL CPA FIRM; SHAREHOLDER AND ACCOUNTANT; CPA; 10/2004; 80 HRS/MONTH; 80 HRS/MONTH DURING TRADING HOURS; PROVIDE PUBLIC ACCOUNTING SERVICES, INCLUDING TAX, CONSULTING AND VALUATION SERVICES 2) RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.; INVESTMENT-RELATED; 4641 W US HWY 90, LAKE CITY, FL 32055; INVESTMENT ADVISOR; INVESTMENT ADVISER REPRESENTATIVE; 05/2026; 10 HRS/MO; 10 HRS./MO DURING TRADING HOURS; ADVISORY ACTIVITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-08
  • S65 Uniform Investment Adviser Law Examination
    2012-10-08
Other Names
  • Erin Elizabeth Moses

View on SEC IAPD

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