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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-19 |
Branch Locations
5931 Nw 1St Place, Gainesville, FL 32607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Moore & Co. | Gainesville | FL | 10/2004 | Present |
| Avantax Planning Partners, Inc. | Dubuque | IA | 10/2012 | 01/2026 |
| Raymond James Financial Services Advisors, Inc. | Lake City | FL | 05/2026 | Present |
| James Moore Wealth Management Services, Llc | Gainesville | FL | 10/2023 | Present |
| Raymond James Financial Services, Inc. | Lake City | FL | 08/2026 | Present |
1) JAMES MOORE & CO., P.C.; NON-INVESTMENT RELATED; 5931 NW 1ST PLACE, GAINESVILLE, FL 32607; REGIONAL CPA FIRM; SHAREHOLDER AND ACCOUNTANT; CPA; 10/2004; 80 HRS/MONTH; 80 HRS/MONTH DURING TRADING HOURS; PROVIDE PUBLIC ACCOUNTING SERVICES, INCLUDING TAX, CONSULTING AND VALUATION SERVICES 2) RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.; INVESTMENT-RELATED; 4641 W US HWY 90, LAKE CITY, FL 32055; INVESTMENT ADVISOR; INVESTMENT ADVISER REPRESENTATIVE; 05/2026; 10 HRS/MO; 10 HRS./MO DURING TRADING HOURS; ADVISORY ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-08 |
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