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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-17
  • FL RA
    APPROVED
    Since 2023-01-17

Branch Locations

4641 W. Us Highway 90, Lake City, FL 32055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Campus Usa Credit Union Lake City FL 02/2015 03/2018
Raymond James Financial Services Inc. Lake City FL 03/2018 Present
  • 02/2015 → 03/2018
    Campus Usa Credit Union
    Lake City, FL
  • 03/2018 → Present
    Raymond James Financial Services Inc.
    Lake City, FL
Other Businesses

(1)Name of Business: Eastside Elementary School PTO Address: 256 SE Beech St, Lake City, FL, 32025, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 04/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Serve as co-treasurer for parent teacher organization. I will keep financial records and provide reports. (2)Name of Business: Odom, Moses, and Company LLP Address: 4641 W US Hwy 90, Lake City, FL, 32055, United States Activity Type: Accounting/CPA Position/Title: Other Investment Related: No Start Date: 01/22/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have limited responsibilities with the CPA practice of Odom, Moses, and Company. I am compensated by OMC for my services to the Raymond James and to OMC. (3) Moses Wealth Advisors, LLC, 4641 W US Hwy 90, Lake City, FL, 32055, Support Company Non- Owner, Position/Title: Other Investment Related: No Start Date 12/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is an LLC under which we provide financial services and is the DBA for our branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16
Other Names
  • Lauren Ashley Hall

View on SEC IAPD

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