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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-07
  • FL RA
    APPROVED
    Since 2021-10-07

Branch Locations

4641 W Us Highway 90, Lake City, FL 32055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Lake City FL 12/1999 11/2019
Raymond James Financial Services Advisors, Inc. Lake City FL 09/2021 Present
Raymond James Financial Services, Inc. Lake City FL 11/2019 Present
Other Businesses

(1)Name of Business: Dream A Little Gem Address: 337 SW Buttercup Drive, Lake City, FL, 32024, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/29/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I make and sell jewelry. I have a Face Book page for this. Dream A Little Gem. (2)Name of Business: Moses Wealth Advisors, LLC Address: 4641 W US Highway 90, Lake City, FL, 32055-7558, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is an LLC under which we provide financial services and is the DBA for our branch. (3)Name of Business: Odom Moses and Company, LLP Address: 4641 W US Highway 90, Lake City, FL, 32055, United States Activity Type: Accounting/CPA Position/Title: Other Investment Related: Yes Start Date: 05/02/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do not have any responsibilities with the CPA practice of Odom Moses and Company. I am compensated by OMC for my services to the Raymond James branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-14
  • S66 Uniform Combined State Law Examination
    2021-08-14
Other Names
  • Angela Renee Cooper
  • Angela Renee Cooper
  • Angela Renee Oglesby

View on SEC IAPD

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