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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-07-30
  • MN RA
    APPROVED
    Since 2019-07-30

Branch Locations

400 1St Street S Ste 300 Ste 300, St Cloud, MN 56301 • United States

Rice, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Saint Cloud MN 07/2013 06/2019
Thrivent Financial For Lutherans Appleton WI 10/2013 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2019 Present
Cetera Wealth Services, Llc El Segundo CA 04/2025 Present
Cetera Advisors Llc Greenwood Village CO 04/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2025 Present
  • 07/2013 → 06/2019
    Saint Cloud, MN
  • 10/2013 → 06/2019
    Thrivent Financial For Lutherans
    Appleton, WI
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Schaumburg, IL
  • 04/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 04/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-22
  • S66 Uniform Combined State Law Examination
    2013-02-22

View on SEC IAPD

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