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Inactive

Mark Louis Guastaferri

Origin Wealth Advisers

New York, NY

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Current Employers
Origin Wealth Advisers

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-02
NY RA APPROVED 2021-04-01
TX RA APPROVED 2020-08-31
  • CT RA
    APPROVED
    Since 2024-02-02
  • NY RA
    APPROVED
    Since 2021-04-01
  • TX RA
    APPROVED
    Since 2020-08-31

Branch Locations

14 Wall Street 20Th Floor, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Advisory Services Plymouth MN 06/2016 10/2016
Origin Wealth Advisers Llc New York NY 11/2018 Present
Sentinel Solutions New York NY 01/2017 12/2017
Extended Travel Trumbull CT 12/2017 11/2018
  • 06/2016 → 10/2016
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 11/2018 → Present
    Origin Wealth Advisers Llc
    New York, NY
  • 01/2017 → 12/2017
    Sentinel Solutions
    New York, NY
  • 12/2017 → 11/2018
    Extended Travel
    Trumbull, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-30
  • S65 Uniform Investment Adviser Law Examination
    2020-08-30
Other Names
  • Mark L Guastaferri

View on SEC IAPD

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LEEDS EQUITY PARTNERS

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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