John Devon Royen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2025
  Avantax Investment Services, Inc
  Las Vegas, NV
• 01/2016 → 09/2025
  Avantax Advisory Services
  Las Vegas, NV
• 02/2023 → 01/2025
  Legacy Capital Advisors, Llc
  Atlanta, GA
• 05/2015 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Las Vegas, NV
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Las Vegas, NV
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-01-29 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Dallas, TX
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1) SOFOS WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: Provide investment advice. Provide insurance advice. Provide tax-smart planning. Provide retirement planning. Provide educational expense planning. Provide estate planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/13/2025 ADDRESS: 340 E Warm Springs Rd, Ste 110, Las Vegas NV 89119, United States DESCRIPTION: I'm a financial advisor with Sofos Wealth Management, helping clients with their financial plans. 2) JDR FINANCIAL LLC POSITION: OWNER NATURE: This is my DBA with Sofos Wealth Management. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 340 E. Warm Springs Rd, #110, Las Vegas NV 89119, United States DESCRIPTION: This is simply my DBA from Sofos Wealth Management.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-24
• S63 Uniform Securities Agent State Law Examination
  2013-12-29