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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-04-26 |
Branch Locations
3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States
130 Lake Street West Floor 01, Wayzata, MN 55391-1599 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital | Golden Valley | MN | 08/2016 | 07/2017 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 06/2015 | 12/2018 |
| Allianz Life Financial Services, Llc | Minneapolis | MN | 08/2017 | 12/2018 |
| Fidelity Brokerage Services Llc | Edina | MN | 01/2019 | 04/2023 |
| Charles Schwab & Co., Inc. | Wayzata | MN | 04/2023 | Present |
| Charles Schwab Bank, Ssb | Wayzata | MN | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-08 |
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