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Scott M Pantuso

Wells Fargo Clearing Services, LLC

Nashville, TN

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-16
TN RA APPROVED 2026-02-02
  • TX RA
    APPROVED_RES
    Since 2026-06-16
  • TN RA
    APPROVED
    Since 2026-02-02

Branch Locations

150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Costa Mesa CA 10/2012 11/2016
Wells Fargo Bank Na Newport Beach CA 04/2011 08/2021
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 08/2021
Lpl Financial Llc Irvine CA 09/2021 12/2022
California Bank And Trust (Zions) Irvine CA 09/2021 12/2022
Pnc Capital Markets, Llc Irvine CA 02/2023 07/2025
Pnc Bank Irvine CA 12/2022 07/2025
Wells Fargo Clearing Services Nashville TN 01/2026 Present
Wells Fargo Clearing Services Nashville TN 07/2025 Present
  • 10/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Costa Mesa, CA
  • 04/2011 → 08/2021
    Wells Fargo Bank Na
    Newport Beach, CA
  • 11/2016 → 08/2021
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
  • 09/2021 → 12/2022
    Lpl Financial Llc
    Irvine, CA
  • 09/2021 → 12/2022
    California Bank And Trust (Zions)
    Irvine, CA
  • 02/2023 → 07/2025
    Pnc Capital Markets, Llc
    Irvine, CA
  • 12/2022 → 07/2025
    Pnc Bank
    Irvine, CA
  • 01/2026 → Present
    Wells Fargo Clearing Services
    Nashville, TN
  • 07/2025 → Present
    Wells Fargo Clearing Services
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06
Other Names
  • Scott Matthews Pantuso
  • Scott Mathews Pantuso
  • Scott M Pantuso

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
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WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
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