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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-12-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 10/2012 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
(A) 1. Name: Utah Athletic Foundation; 2. Investment-related: No; 3. Address: 5662 Cougar Ln, Salt Lake City, Utah 84118; 4. Nature: Building Operations; 5. Position: Employee; 6. Start Date: 9/14/2018; 7. Approx. number of hrs per month devoted to the other business: 20 8. Number of hrs devoted during securities trading hrs: 0 9. Duties: I resurface 3 ice sheets with a Zamboni as a primary responsibility. I also help with minor building maintenance such as cleaning and event set up. (B) 1. Varsity Tutors 2. Investment Related: No 3. 101 S. Hanley Rd, Suite 300 St. Louis, MO 63105 4. Tutoring 5. Employee 6. 12/23/2019 7. Hours devoted to business: 16 8. Hours devoted during Securities business: 0 9. Tutoring students on various academic subjects (math, English, Professional Designations, test taking skills, etc.) online.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-04 |
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