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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-07 |
| CA | RA | APPROVED | 2013-02-05 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
18111 Von Karman Avenue Suite 450, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cnr Securities Llc | Irvine | CA | 09/2012 | Present |
| City National Bank | Irvine | CA | 06/2004 | Present |
| City National Rochdale | Irvine | CA | 09/2012 | Present |
YOU TURN MUSIC, LLC - - NOT INVESTMENT RELATED ADDRESS: 18763 CHAPEL LANE HUNTINGTON BEACH CA 92646 MANUFACTURING OF MUSIC PRODUCTS. MANAGING MEMBER EFFECTIVE APRIL 6, 2010. I DEVOTE LESS THAN 2 HOURS A MONTH TO THIS ENDEVOR AND ZERO HOURS DURING TRADING HOURS. I PROVIDE GENERAL BUSINESS MANAGEMENT ADVICE AND BUSINESS CONSULTING TO THE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-03-04 |
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