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Joseph James Querriera

Rbc Rochdale, LLC

New York, NY

Irvine, CA

CRD 6129224

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
CA RA APPROVED 2013-02-05
  • TX RA
    APPROVED
    Since 2025-02-07
  • CA RA
    APPROVED
    Since 2013-02-05

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

18111 Von Karman Avenue Suite 450, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities Llc Irvine CA 09/2012 Present
City National Bank Irvine CA 06/2004 Present
City National Rochdale Irvine CA 09/2012 Present
  • 09/2012 → Present
    Cnr Securities Llc
    Irvine, CA
  • 06/2004 → Present
    City National Bank
    Irvine, CA
  • 09/2012 → Present
    City National Rochdale
    Irvine, CA
Other Businesses

YOU TURN MUSIC, LLC - - NOT INVESTMENT RELATED ADDRESS: 18763 CHAPEL LANE HUNTINGTON BEACH CA 92646 MANUFACTURING OF MUSIC PRODUCTS. MANAGING MEMBER EFFECTIVE APRIL 6, 2010. I DEVOTE LESS THAN 2 HOURS A MONTH TO THIS ENDEVOR AND ZERO HOURS DURING TRADING HOURS. I PROVIDE GENERAL BUSINESS MANAGEMENT ADVICE AND BUSINESS CONSULTING TO THE COMPANY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-04
  • S63 Uniform Securities Agent State Law Examination
    2013-03-04
Designations
  • Chartered Financial Analyst
Other Names
  • Joe Querriera

View on SEC IAPD

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