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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-14 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Benbrook | TX | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 08/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 08/2020 | 06/2021 |
| Wells Fargo Advisors Llc | Saint Louis | MO | 01/2014 | 10/2016 |
| Wells Fargo Advisors | Saint Louis | MO | 10/2016 | 06/2017 |
| Wells Fargo Advisors | Saint Louis | MO | 06/2017 | 08/2020 |
| Wells Fargo Clearing Services | Houston | TX | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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