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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-10-20
  • IL RA
    APPROVED
    Since 2014-10-20

Branch Locations

2772 W 75Th St, Naperville, IL 60564 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Naperville IL 08/2014 01/2017
Pnc Bank Naperville IL 08/2014 01/2017
Pnc Investments Plainfield IL 01/2017 Present
  • 08/2014 → 01/2017
    Pnc Investments
    Naperville, IL
  • 08/2014 → 01/2017
    Pnc Bank
    Naperville, IL
  • 01/2017 → Present
    Pnc Investments
    Plainfield, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
S63 Uniform Securities Agent State Law Examination 2012-11-28
  • S66 Uniform Combined State Law Examination
    2014-10-20
  • S63 Uniform Securities Agent State Law Examination
    2012-11-28
Other Names
  • Derek M Ghiotto
  • Derek Ghiotto

View on SEC IAPD

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