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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-07-26 |
Branch Locations
8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States
6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Henderson | NV | 03/2004 | Present |
| Wells Fargo Advisors Llc | Henderson | NV | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Henderson | NV | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-06 |
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