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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-07-26
  • NV RA
    APPROVED
    Since 2021-07-26

Branch Locations

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Henderson NV 03/2004 Present
Wells Fargo Advisors Llc Henderson NV 10/2012 11/2016
Wells Fargo Clearing Services, Llc Henderson NV 11/2016 Present
  • 03/2004 → Present
    Wells Fargo Bank Na
    Henderson, NV
  • 10/2012 → 11/2016
    Wells Fargo Advisors Llc
    Henderson, NV
  • 11/2016 → Present
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-15
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2021-07-15
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06

View on SEC IAPD

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