Brandon Z Shen

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-05-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bbva Securities Inc.	Dallas	TX	01/2020	04/2021
Bbva Insurance Agency, Inc.	Austin	TX	12/2019	04/2021
Bbva Usa	Birmingham	AL	10/2019	04/2021
Bank Of America	Frisco	TX	09/2017	10/2019
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Dallas	TX	09/2017	10/2019
Jp Morgan Securities Llc	Tucson	AZ	09/2012	09/2017
Jp Morgan Chase Bank	Plano	TX	03/2012	09/2017
Bbva Wealth Solutions, Inc.	Dallas	TX	01/2020	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frisco	TX	04/2021	Present
Bank Of America, N.A.	Frisco	TX	06/2021	Present

01/2020 → 04/2021

Bbva Securities Inc.

Dallas, TX
12/2019 → 04/2021

Bbva Insurance Agency, Inc.

Austin, TX
10/2019 → 04/2021

Bbva Usa

Birmingham, AL
09/2017 → 10/2019

Bank Of America

Frisco, TX
09/2017 → 10/2019

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Dallas, TX
09/2012 → 09/2017

Jp Morgan Securities Llc

Tucson, AZ
03/2012 → 09/2017

Jp Morgan Chase Bank

Plano, TX
01/2020 → 04/2021

Bbva Wealth Solutions, Inc.

Dallas, TX
04/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
06/2021 → Present

Bank Of America, N.A.

Frisco, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-19
S63	Uniform Securities Agent State Law Examination	2013-02-11

Other Firms