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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-05-28 |
| AZ | RA | APPROVED | 2026-02-19 |
| NC | RA | APPROVED | 2025-09-05 |
Branch Locations
1611 Jones Franklin Road Suite 109, Raleigh, NC 27606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mwa Financial Services Inc | Rock Island | IL | 12/2012 | Present |
| Modern Woodmen Of America | Rock Island | IL | 02/2012 | Present |
| Cardinal Gibbons High School | Raleigh | NC | 06/2016 | 06/2017 |
1)Heart and Soil Hauling LLC noninv Cary NC Soil Hauling Business part owner 6/19 0noninv/inv silent partner 2)McDowell & Polk, LLC inv Raleigh NC part owner office building 11/2020 0noninv/inv 3) Pack Attack Hauling, LLC, non-inv. Greensboro, NC. 2/2026 Owner, junk removal business. 2 non-inv./0 inv.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-13 |
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