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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-24 |
| NY | RA | APPROVED | 2021-04-27 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Premier Tax Inc | Flushing | NY | 12/2009 | 06/2020 |
| Primary Capital, Llc | New York | NY | 08/2016 | 03/2017 |
| Winzone Realty Inc | Elmhurst | NY | 11/2010 | 07/2020 |
| Transpacific Financial, Inc | Arcadia | CA | 10/2012 | 06/2020 |
| Morgan Stanley | New York | NY | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-25 |
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