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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-25
TX RA APPROVED_RES 2024-10-25
  • NY RA
    APPROVED
    Since 2024-10-25
  • TX RA
    APPROVED_RES
    Since 2024-10-25

Branch Locations

633 Third Avenue, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Brooklyn NY 04/2011 07/2020
Jpmorgan Chase Bank, N.A. Levittown NY 01/2021 12/2021
Curaleaf Carle Place NY 07/2020 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hewlett NY 12/2021 10/2024
J.P. Morgan Securities Llc Levittown PA 01/2021 12/2021
Pfs Investments Inc. Brooklyn NY 05/2013 02/2020
Bank Of America, N.A. Hewlett NY 12/2021 10/2024
Jpmorgan Chase Bank, N.A. New York NY 10/2024 Present
J.P. Morgan Securities Llc New York NY 10/2024 Present
Uber Brooklyn NY 09/2021 12/2021
Nine-Seven Services Llc Jamaica NY 06/2020 Present
  • 04/2011 → 07/2020
    Primerica Financial Services
    Brooklyn, NY
  • 01/2021 → 12/2021
    Jpmorgan Chase Bank, N.A.
    Levittown, NY
  • 07/2020 → 01/2021
    Curaleaf
    Carle Place, NY
  • 12/2021 → 10/2024
    Hewlett, NY
  • 01/2021 → 12/2021
    Levittown, PA
  • 05/2013 → 02/2020
    Pfs Investments Inc.
    Brooklyn, NY
  • 12/2021 → 10/2024
    Bank Of America, N.A.
    Hewlett, NY
  • 10/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2024 → Present
    New York, NY
  • 09/2021 → 12/2021
    Uber
    Brooklyn, NY
  • 06/2020 → Present
    Nine-Seven Services Llc
    Jamaica, NY
Previous Registrations
Other Businesses

Entity Name: Nine-Seven Services LLC Investment related: Yes Address: JAMAICA, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/03/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate investment. no role outside of owning the LLC for the purpose of being paid rent and or proceeds from sale of a property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-22
S63 Uniform Securities Agent State Law Examination 2013-08-12
  • S66 Uniform Combined State Law Examination
    2022-04-22
  • S63 Uniform Securities Agent State Law Examination
    2013-08-12
Other Names
  • Andrew John Montero
  • Andrew J Montero
  • Andrew John Montero

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