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Lisette Carrillo

Morgan Stanley

El Segundo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-12
TX RA APPROVED_RES 2024-12-12
  • CA RA
    APPROVED
    Since 2024-12-12
  • TX RA
    APPROVED_RES
    Since 2024-12-12

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc El Segunda CA 08/2013 11/2024
Morgan Stanley El Segundo CA 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-28
  • S66 Uniform Combined State Law Examination
    2013-12-28
Other Names
  • Lisette Gomez

View on SEC IAPD

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LPL FINANCIAL LLC
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CHARGER INVESTMENT PARTNERS LP

Other Investors

JAN YVONNE MILLER
LIGAYA JUNG GUDERIAN
MICHAEL J HATCH
MICHAEL DEAN RUDKIN
Laura Jarris Martin
MICHAEL ALLEN WILHITE
JAMES ROBERT MANION
RISHI D MANGAL

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

More in El Segundo, CA

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