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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-04 |
| TX | RA | APPROVED_RES | 2023-12-02 |
Branch Locations
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | San Diego | CA | 12/2015 | 04/2018 |
| The Prudential Insurance Company Of America | San Diego | CA | 12/2015 | 04/2018 |
| Dickerson Employee Benefits | Los Angeles | CA | 10/2016 | 04/2018 |
| Covered California | Fresno | CA | 01/2017 | 04/2018 |
| Calchoice | Orange | CA | 08/2017 | 04/2018 |
| Jp Morgan Securities, Llc | San Diego | CA | 04/2018 | 12/2023 |
| Jp Morgan Chase Bank, N.A. | San Diego | CA | 04/2018 | 12/2023 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 12/2023 | Present |
RENTAL PROPERTY; INV RELATED; SAN DIEGO, CA; 100% OWNERSHIP; START 10/01/2022; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; INDIANAPOLIS, IN; 100% OWNERSHIP WITH SPOUSE; START 04/01/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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