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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-12-11
  • NC RA
    APPROVED
    Since 2012-12-11

Branch Locations

1621 Pacific Dr., Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 04/2007 Present
Secu Brokerage Services Raleigh, Nc NC 10/2012 Present
Credit Union Investment Services Raleigh NC 12/2012 Present
Members Trust Company Tampa FL 08/2013 Present
Secu Life Insurance Company Raleigh NC 10/2014 Present
  • 04/2007 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 10/2012 → Present
    Secu Brokerage Services
    Raleigh, Nc, NC
  • 12/2012 → Present
    Raleigh, NC
  • 08/2013 → Present
    Members Trust Company
    Tampa, FL
  • 10/2014 → Present
    Secu Life Insurance Company
    Raleigh, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services District Manager. START DATE: 4/2007. DUTIES: Supervise the offering of FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: AUGUST, 2013. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. T&D Campbell 2001 - LP Address: 272 Gospell Rd Bryson City, NC. 28713 Nature: Family Business/Partnership Title: Limited Partner (8.3%) Duties: None Hours devoted: None Compensation: None

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-10
  • S63 Uniform Securities Agent State Law Examination
    2012-12-10
Designations
Other Names
  • Charlie Thomas Zalman

View on SEC IAPD

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