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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-04 |
| NY | RA | APPROVED | 2021-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Bronx | NY | 10/2012 | 08/2021 |
| J.P. Morgan Securities, Llc | Bronx | NY | 09/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Bronx | NY | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-29 |
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