Leon Chen

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 08/2017
  Jp Morgan Chase Bank
  Hacienda Heights, CA
• 08/2017 → 01/2018
  Unemployed
  La Puente, CA
• 06/2025 → Present
  Fidelity Investments
  Pasadena, CA
• 06/2019 → 05/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 01/2018 → 06/2019
  Jp Morgan Chase Bank
  La Habra, CA
• 06/2019 → 05/2025
  Bank Of America, N.A.
  Pasadena, CA
• 10/2012 → 08/2017
  Jp Morgan Securities Llc
  Hacienda Heights, CA
• 01/2018 → 06/2019
  Jp Morgan Securities Llc
  La Habra, CA

Previous Registrations

• 2019-08-23 → 2025-06-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rowland Heights, CA
  Burbank, CA
  New York, NY
  Burbank, CA
  Los Angeles, CA
  Los Angeles, CA
  Pasadena, CA
  Los Angeles, CA
  Los Angeles, CA
  Altadena, CA
  Los Angeles, CA
  Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-08-22
• S63 Uniform Securities Agent State Law Examination
  2012-11-30

Designations

• Certified Financial Planner

Other Names

• Liangyi Chen
• Leon Chen
• Leon L Chen
• Leon Liangyi Chen