Philip Robert D'UNger

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 07/2017
  Fidelity Investments
  Cary, NC
• 07/2017 → 02/2018
  Horace Mann Companies
  Springfield, IL
• 07/2017 → 02/2018
  Horace Mann Investors, Inc
  Springfield, IL
• 01/2018 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 01/2018 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2017-08-11 → 2018-03-09
  Horace Mann Investors, Inc.
  Morrisville, NC
  Springfield, IL
• 2013-12-12 → 2017-07-31
  Strategic Advisers Llc
  Durham, NC

Other Businesses

1) Family Reach, Investment-Related: No., Address: 42 Berkeley Street, 3rd Fl Boston MA 02116, Nature: Financial Planning for Cancer Program Position/Title: Volunteer, Uncompensated, Start: 11/18/2019, Hours/Month: 3, Hours during Market Hours: 2, Duties: Meet with Referral Clients to understand their financial situation and outline a path for them to be successful with their goals. These will generally cover budgeting, debt reduction, basic estate planning. 2) VITA/TCE, Orange County Department on Aging, Investment-Related: No., Address: 300 West Tryon Street P.O. Box 8181 Hillsborough, NC 27278, Nature: Volunteer tax preparation and assistance for low income and elderly individuals through the Orange County Department on Aging Position/Title: Volunteer, Uncompensated, Start: 1/24/2020, Hours/Month: 5, Hours during Market Hours: 0, Duties: Tax Preparation and Review through the IRS VITA/TCE program to assist those who do not have other methods of getting this assistance. 3) Kaplan; Investment-Related: No; College for Financial Planning ; Instructor ; Start;7/25/22 ; Hours/Month: 10; Hours during Market Hours: 0; Teaching CFP materials 4) Families Together: No; 908 Plainview Dr, Raleigh, NC ; non-profit; Start;11/1/23 ; Hours/Month: 10; Hours during Market Hours: 0; Board Member 5) Name: Underwood GT Magnet Elementary School Foundation, Investment-Related: No Address: 1614 Glenwood Ave, Raleigh, NC Nature: Education, Position/Title: Treasurer Start: 8/1/24 Hours/Month: 4, Hours during Market Hours: 1, Duties: treasurer

Exams

• S66 Uniform Combined State Law Examination
  2013-12-26
• S63 Uniform Securities Agent State Law Examination
  2012-11-21

Designations

• Certified Financial Planner

Other Names

• Philip Robert D Unger
• Philip Robert D'UNger
• Philip Robert Dunger