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520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-08-31 |
| WA | RA | APPROVED | 2026-08-31 |
| IL | RA | APPROVED | 2026-08-26 |
| OR | RA | APPROVED | 2026-08-26 |
| AZ | RA | APPROVED | 2026-08-19 |
| MO | RA | APPROVED | 2026-08-18 |
| NC | RA | APPROVED | 2026-08-18 |
| ND | RA | APPROVED | 2026-08-18 |
| PA | RA | APPROVED | 2026-08-18 |
| SC | RA | APPROVED | 2026-08-18 |
| WI | RA | APPROVED | 2026-08-18 |
| MD | RA | APPROVED | 2026-08-17 |
| CT | RA | APPROVED | 2026-08-14 |
| HI | RA | APPROVED | 2026-08-14 |
| WV | RA | APPROVED | 2026-08-14 |
| MI | RA | APPROVED | 2026-08-13 |
| NH | RA | APPROVED | 2026-08-13 |
| RI | RA | APPROVED | 2026-08-13 |
| VT | RA | APPROVED | 2026-08-13 |
| AR | RA | APPROVED | 2026-08-12 |
| GA | RA | APPROVED | 2026-08-12 |
| IN | RA | APPROVED | 2026-08-12 |
| MT | RA | APPROVED | 2026-08-12 |
| NM | RA | APPROVED | 2026-08-12 |
| OK | RA | APPROVED | 2026-08-12 |
| UT | RA | APPROVED | 2026-08-12 |
| VA | RA | APPROVED | 2026-08-12 |
| AL | RA | APPROVED | 2026-08-11 |
| CA | RA | APPROVED | 2026-08-11 |
| CO | RA | APPROVED | 2026-08-11 |
| DE | RA | APPROVED | 2026-08-11 |
| ID | RA | APPROVED | 2026-08-11 |
| IA | RA | APPROVED | 2026-08-11 |
| KS | RA | APPROVED | 2026-08-11 |
| KY | RA | APPROVED | 2026-08-11 |
| LA | RA | APPROVED | 2026-08-11 |
| ME | RA | APPROVED | 2026-08-11 |
| MN | RA | APPROVED | 2026-08-11 |
| MS | RA | APPROVED | 2026-08-11 |
| NV | RA | APPROVED | 2026-08-11 |
| NJ | RA | APPROVED | 2026-08-11 |
| NY | RA | APPROVED | 2026-08-11 |
| OH | RA | APPROVED | 2026-08-11 |
| SD | RA | APPROVED | 2026-08-11 |
| TX | RA | APPROVED | 2026-08-11 |
| WY | RA | APPROVED | 2026-08-11 |
| VI | RA | APPROVED | 2026-08-11 |
Branch Locations
520 Madison Avenue, New York, NY 10022 • United States
11100 Santa Monica Boulevard, Los Angeles, CA 90022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Beverly Hills | CA | 01/2004 | 08/2026 |
| Rim Securities Llc | New York | NY | 09/2012 | 08/2026 |
| Rochdale Investment Management | New York | NY | 09/2012 | 08/2026 |
| Jefferies, Llc | Los Angeles | CA | 08/2026 | Present |
| Jefferies Investment Advisors Llc | Los Angeles | CA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-17 |
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