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Pamela Dawn Nelson

Rbc Rochdale, LLC

New York, NY

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-11
  • CA RA
    APPROVED
    Since 2013-01-11

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Beverly Hills CA 03/2005 Present
Rim Securities Llc New York NY 09/2012 Present
Rochdale Investment Management New Yor NY 09/2012 Present
  • 03/2005 → Present
    City National Bank
    Beverly Hills, CA
  • 09/2012 → Present
    Rim Securities Llc
    New York, NY
  • 09/2012 → Present
    Rochdale Investment Management
    New Yor, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-04-17
  • S63 Uniform Securities Agent State Law Examination
    2013-04-17
Designations
Other Names
  • Pamela Dawn Unger
  • Pamela D Nelson

View on SEC IAPD

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