Charles David Boettcher

Rbc Rochdale, LLC

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Current Employers

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-09-05

CA RA
APPROVED

Since 2013-09-05

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City National Bank	Beverly Hills	CA	06/2007	Present
Rim Securities	Beverly Hills	CA	09/2012	Present
City National Rochdale	Beverly Hills	CA	09/2012	Present

06/2007 → Present

City National Bank

Beverly Hills, CA
09/2012 → Present

Rim Securities

Beverly Hills, CA
09/2012 → Present

City National Rochdale

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-05

S66 Uniform Combined State Law Examination

2013-09-05

View on SEC IAPD

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