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Shauna Kim Rosengreen

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
UT RA APPROVED 2011-03-23
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • UT RA
    APPROVED
    Since 2011-03-23

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Security Investor Services Salt Lake City UT 01/2000 Present
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
  • 01/2000 → Present
    First Security Investor Services
    Salt Lake City, UT
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-22
S65 Uniform Investment Adviser Law Examination 2002-01-31
S63 Uniform Securities Agent State Law Examination 2000-08-10
  • S66 Uniform Combined State Law Examination
    2011-03-22
  • S65 Uniform Investment Adviser Law Examination
    2002-01-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-10
Other Names
  • Shauna Kim Siebenberg

View on SEC IAPD

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RUN VENTURES · SALT LAKE CITY, UT
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UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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