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Shane Scott Dempster

Wells Fargo Clearing Services, LLC

Nashville, TN

Franklin, TN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • TN RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

150 3Rd Ave S Ste 2100, Nashville, TN 37201 • United States

Franklin, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 09/2016 04/2021
Morgan Stanley Private Bank, National Association New York NY 12/2016 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brentwood TN 05/2021 07/2021
Westmount Asset Management Los Angeles CA 09/2016 10/2016
Bank Of America, N.A. Brentwood TN 07/2021 09/2023
Wells Fargo Clearing Services, Llc Nashville TN 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
  • S66 Uniform Combined State Law Examination
    2017-02-27

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
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WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
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