Cole Conrad

Current Employers

Employment History

• 12/2013 → 03/2017
  Metlife Securities Inc.
  Elmsford, NY
• 03/2017 → 08/2020
  Massachusetts Mutual Life Insurance Company
  Elmsford, NY
• 03/2017 → 08/2020
  Mml Investors Services, Llc
  Elmsford, NY
• 09/2020 → Present
  Lpl Financial Llc
  Westport, CT
• 12/2023 → Present
  Trivium Point Advisory Llc
  Westport, CT

Previous Registrations

• 2017-03-25 → 2020-10-01
  Mml Investors Services, Llc
  Elmsford, NY
• 2016-04-14 → 2017-03-25
  Msi Financial Services, Inc.
  Elmsford, NY

Other Businesses

(1) LPL Financial LLC; Investment-Related: Yes; Address: 315 Post Road West, Westport, CT 06880; Nature: Broker-Dealer; Position: Registered Representative; Start Date: 09/24/2020. (2) Trivium Point Accounting, LLC; Investment-Related: No; Address: 315 Post Road West, Westport, CT 06880; Nature: Tax Preparation and Accounting; Position: Managing Director; Start Date: 09/24/2020; Number of Hours/Month: 80; Number of Hours/Month during Trading Hours: 80. Duties: New Business Development, Managing Staff and Process. (3) 03/12/2024 - Trivium Point Advisory, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Licensed Admin - Started: 12/15/2023 - 173 Hrs/Mo During Trading - I provide administrative support to Trivium Point Advisory, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-08
• S63 Uniform Securities Agent State Law Examination
  2014-04-15