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Aaron Matthew Walker

Citigroup Global Markets Inc.

Florence, KY

Long Island City, NY

Union, KY

CRD 6123404

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-10-13
  • KY RA
    APPROVED
    Since 2022-10-13

Branch Locations

Citi Retail Banking 4674 Houston Road, Florence, KY 41042 • United States

Citi Wealth Management, Supervision Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Union, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 11/2010 06/2019
Amazon.cOm Hebron KY 07/2019 09/2020
Citigroup Florence KY 09/2020 Present
  • 11/2010 → 06/2019
    Fidelity Investments
    Covington, KY
  • 07/2019 → 09/2020
    Amazon.cOm
    Hebron, KY
  • 09/2020 → Present
    Citigroup
    Florence, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-13
S63 Uniform Securities Agent State Law Examination 2013-01-18
  • S65 Uniform Investment Adviser Law Examination
    2022-10-13
  • S63 Uniform Securities Agent State Law Examination
    2013-01-18

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nearby Investors

Arthur M Shields
ROBERT DANIEL BISHOP
Michael Mcgriff

Nearby Offices

J.P. MORGAN SECURITIES LLC · FLORENCE, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Erlanger, KY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Erlanger, KY

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