Best Investors Account Sign in

Aaron Matthew Walker

Citigroup Global Markets Inc.

Florence, KY

Long Island City, NY

Union, KY

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-10-13
  • KY RA
    APPROVED
    Since 2022-10-13

Branch Locations

Citi Retail Banking 4674 Houston Road, Florence, KY 41042 • United States

Citi Wealth Management, Supervision Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Union, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 11/2010 06/2019
Amazon.cOm Hebron KY 07/2019 09/2020
Citigroup Florence KY 09/2020 Present
  • 11/2010 → 06/2019
    Fidelity Investments
    Covington, KY
  • 07/2019 → 09/2020
    Amazon.cOm
    Hebron, KY
  • 09/2020 → Present
    Citigroup
    Florence, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-13
S63 Uniform Securities Agent State Law Examination 2013-01-18
  • S65 Uniform Investment Adviser Law Examination
    2022-10-13
  • S63 Uniform Securities Agent State Law Examination
    2013-01-18

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SILVER OAK SECURITIES, INCORPORATED

Other Investors

Arthur M Shields
ROBERT DANIEL BISHOP
Michael Mcgriff
MATTHEW ARNOLD KING
ANDREW ERWIN LUTSCH
MICHAEL WAYNE DUCKER
JENNIFER FAITH ANDERSON
GREGORY GOEBEL

Other Offices

J.P. MORGAN SECURITIES LLC · FLORENCE, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Erlanger, KY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Erlanger, KY
CETERA INVESTMENT ADVISERS LLC · FLORENCE, KY
AMERIPRISE FINANCIAL SERVICES, LLC · Florence, KY
OSAIC WEALTH, INC. · Florence, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Florence, KY
SILVER OAK SECURITIES, INCORPORATED · Florence, KY

More in Florence, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor