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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-06 |
| CA | RA | APPROVED | 2024-07-23 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Torrance | CA | 04/2016 | 10/2016 |
| Bank Of America, Na | Torrance | CA | 10/2015 | 10/2016 |
| High Society | Los Angeles | CA | 05/2013 | Present |
| Wells Fargo Bank Na | Studio City | CA | 11/2016 | 11/2023 |
| Wells Fargo Clearing Services Llc | Studio City | CA | 03/2017 | 11/2023 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 07/2024 | Present |
HIGH SOCIETY; NOT INV RELATED; BRENTWOOD, CA; 100% OWNERSHIP; 05/2014; 80 HOURS PER MONTH; NO HOURS DURING TRADING; MUSIC PUBLISHING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-29 |
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