David Spencer Altman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-10-07
TX	RA	APPROVED	2014-02-10
FL	RA	APPROVED	2012-12-05

NC RA
APPROVED

Since 2019-10-07
TX RA
APPROVED

Since 2014-02-10
FL RA
APPROVED

Since 2012-12-05

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

13160 Strickland Rd, Raleigh, NC 27613 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Boca Raton	FL	09/2012	11/2016
Wells Fargo Bank Na	Boca Raton	FL	03/2011	Present
Wells Fargo Clearing Services, Llc	Boca Raton	FL	11/2016	Present

09/2012 → 11/2016

Wells Fargo Advisors, Llc

Boca Raton, FL
03/2011 → Present

Wells Fargo Bank Na

Boca Raton, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-03

S66 Uniform Combined State Law Examination

2012-12-03

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews