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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-16 |
| NH | RA | APPROVED | 2026-03-10 |
| PA | RA | APPROVED | 2026-01-21 |
| DE | RA | APPROVED | 2026-01-20 |
| NJ | RA | APPROVED | 2026-01-05 |
| NC | RA | APPROVED | 2025-12-01 |
| MO | RA | APPROVED | 2025-01-22 |
| MN | RA | APPROVED | 2024-11-26 |
| NY | RA | APPROVED | 2024-02-13 |
| MD | RA | APPROVED | 2023-11-20 |
| LA | RA | APPROVED | 2023-10-10 |
| AR | RA | APPROVED | 2023-03-24 |
| VA | RA | APPROVED | 2023-02-13 |
| AZ | RA | APPROVED | 2022-02-23 |
| CO | RA | APPROVED | 2020-04-02 |
| CA | RA | APPROVED | 2020-03-26 |
| IA | RA | APPROVED | 2019-07-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Financial Specialists | Cedar Rapids | IA | 08/2012 | Present |
| Ohio National Financial Services | Cincinnati | OH | 11/2012 | Present |
| The O. N. Equity Sales Company | Cincinnati | OH | 02/2014 | Present |
1) FINANCIAL SPECIALIST; NOT INVESTMENT RELATED; 319 SW 5th ST STE 206, Des Moines, IA 50309; INSURANCE; AGENT; START DATE 11/16/2012; HOURS/MONTH 150; HOURS/TRADING 150; SELL LIFE INSURANCE 2). Thurm Financial; not investment related; 240 South State Street, Denver, IA 50622; Associate Advisor; 04/03/2019-present; 4 hours/month( 4 during market hours); in process of taking splitting life and fixed annuity business with a retired rep. 3). Estate Documents Pro, LLC; Not investment related; 3101 North Central Avenue Suite 1600; Phoenix, AZ 85012; Virtual Estate Planning; Licensee; 05/07/2024-present; 2 hours/month(0 securities trading hours/month); to help facilitate clients in obtaining a living trust. I will not be doing any of the legal work, mainly helping obtain the information needed to create a plan. 4). Quantum Group; Not investment related; 18700 Hayden Rd Suite #310; Scottsdale, AZ 85255; Selling insurance; 02-01-2024-present; 5 hours/month (3 hours during securities trading hours); sale and service of non-registered insurance products and service.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-05 |
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