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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-06
  • NY RA
    APPROVED
    Since 2022-12-06

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Long Island City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securites Llc New York NY 10/2012 07/2017
Jpmorgan Chase Bank Kew Gardens NY 01/2012 02/2017
Jp Morgan Chase Bank, N.A. New York NY 07/2017 05/2020
Citigroup Global Markets Inc. New York NY 05/2020 Present
  • 10/2012 → 07/2017
    Jp Morgan Securites Llc
    New York, NY
  • 01/2012 → 02/2017
    Jpmorgan Chase Bank
    Kew Gardens, NY
  • 07/2017 → 05/2020
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 05/2020 → Present
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-05
S63 Uniform Securities Agent State Law Examination 2013-02-13
  • S66 Uniform Combined State Law Examination
    2022-12-05
  • S63 Uniform Securities Agent State Law Examination
    2013-02-13
Other Names
  • Juan J Tavares
  • Juan Tavares

View on SEC IAPD

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