Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-01
TX RA APPROVED 2024-10-18
  • OK RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-10-18

Branch Locations

3302 S State Hwy 97 Ste 500, Sand Springs, OK 74063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2014 07/2021
Cetera Advisor Networks Llc El Segundo CA 08/2021 10/2024
Aeg Worldwide Los Angeles CA 08/2021 09/2022
Frank Mitchell Mamola And Associates Tulsa OK 05/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 10/2024
Lpl Financial Tulsa OK 10/2024 Present
  • 09/2014 → 07/2021
    St Louis, MO
  • 08/2021 → 10/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2021 → 09/2022
    Aeg Worldwide
    Los Angeles, CA
  • 05/2022 → Present
    Frank Mitchell Mamola And Associates
    Tulsa, OK
  • 06/2023 → 10/2024
    Schaumburg, IL
  • 10/2024 → Present
    Lpl Financial
    Tulsa, OK
Previous Registrations
Other Businesses

1. 09/16/2024- Frank Mitchell Mamola & Associates- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 10/18/2024 2. 09/16/2024- Red Brick Pizza Cafe- Business Owner- OK 74063- 40 hrs per mnth- Start Date 08/05/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-22
  • S66 Uniform Combined State Law Examination
    2013-02-22
Other Names
  • Frank Mitchell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sand Springs, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor