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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-16 |
| OK | RA | APPROVED | 2026-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tusla | OK | 10/2015 | 11/2017 |
| Cetera Advisors | Denver | CO | 11/2017 | 08/2020 |
| Utica Capital | Tulsa | OK | 11/2017 | 12/2024 |
| Zyla Athletic Wear | Tulsa | OK | 10/2019 | 12/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2020 | 12/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2020 | 12/2024 |
| Cetera Advisors Llc | St Cloud | MN | 01/2025 | 03/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | 03/2026 |
| Rental Property | Tulsa | OK | 09/2018 | Present |
| Ameriprise Financial Services, Llc | Tulsa | OK | 03/2026 | Present |
Real Estate Ownership; Lot/Land; 5401 N Ranch Drive, , Newkirk, OK, 74647; Not Investment-Related; 02/01/2017. Business Ownership; Mapel Management Group, LLC; Owner; Manage Ameriprise Business; 10017 S Hudson Ave, , Tulsa, OK, 74137; Investment-Related; 12/05/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; SRG LLC; Advisor in charge of assigned clients; Manage advisory business; 4605 E 91st Street, , Tulsa, OK, 74137; Investment-Related; 03/27/2026; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-30 |
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